金融证券专业委员会

Professional Committee of Financial Securities

  新疆元正盛业律师事务所金融证劵专业委员会业务领域主要涵盖股权资本市场业务(包括但不限于公司境内上市、新三板挂牌;四板挂牌;上市、挂牌公司再融资;上市、挂牌公司合规管理与公司治理等);债券市场业务(包括但不限于公司债券、企业债券、政府专项债券等);资产证劵化业务(资产证券化方案与交易结构设计、项目法律意见书、协助项目报备监管机构审核等);私募基金业务投融资(包括但不限于私募基金和基金管理公司的设立及内部治理、私募基金对外投资及投资项目退出、私募基金后续备案及投融资交易等);PPP项目投融资(包括但不限于项目全流程法律审核、项目投融资方案涉及等);应收账款管理。

  The business fields of the Professional Committee of Financial Securities mainly covers equity capital market business (including but not limited to the domestic listing of the company, NEEQ listing, four boards listing, refinancing of listed and public companies, compliance management of listed and public companies and corporate governance), bond market business (including but not limited to company bonds, corporate bonds, special government bonds, etc), asset securitization business (asset securitization program and transaction structure design, legal opinion paper of project, project report and preparation assistance for the review of regulatory and so on), investment and financing of private fund business (including but not limited to the establishment and internal governance of private equity and fund management company, investment abroad of private fund and withdrawal of investment projects, follow-up filing and investment and financing transactions of private fund, etc.), investment and financing of PPP project (including but not limited to the whole-process legal review of the project, investment and financing scheme of project and so on), management of funds on account.

  该专业委员会曾先后为新疆境内数十家企业在中小企业股份交易系统成功挂牌,持续为上市公司提供常年法律顾问服务,并作为多家银行入库服务律所机构。新疆元正盛业律师事务所作为银行间交易商协会会员,为多家国有企业提供债券发行业务,并为多个政府部门提供棚改债发行、土储债发行、高速公路收费债发行、项目收益债发行的法律专项服务业务。多名成员律师具有基金从业资格、上市公司独立董事资格。

This committee has successively listed dozens of enterprises in Xinjiang in the middle and small-sized enterprises share trading system, constantly provided perennial legal counsel services for listed companies and warehousing services for several banks. As a member of the NAFMII, Xinjiang Y&S Law Firm provides bond issuance services for many state-owned enterprises and special legal services for several government departments, such as the issuance of bonds converted from shanty towns, issuance of bonds of land storage, issuance of expressway toll bonds and issuance of project income bonds. Besides, there are many member lawyers having the qualification of fund practitioners and independent director of listed companies.